Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EVENT DRIVEN & CREDIT HEDGEACCESS LTD	1456314	03/05/2015	D/A	Indefinite	$74,123,213
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Event Equity & Distressed Strategies Ltd.	1456314	08/21/2015	D/A	Indefinite	$74,123,213
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Event Equity & Distressed Strategies Ltd.	1456314	08/22/2016	D/A	Indefinite	$74,123,213
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Event Equity & Distressed Strategies Ltd.	1456314	08/22/2017	D/A	Indefinite	$74,123,213
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EVENT DRIVEN & CREDIT HEDGEACCESS LTD	1456314	03/05/2014	D/A	Indefinite	$74,104,212
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EQUITY LONG-SHORT HEDGE ACCESS LTD	1457030	03/11/2011	D/A	Indefinite	$73,823,375
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EVENT DRIVEN & CREDIT HEDGEACCESS LTD	1456314	03/05/2013	D/A	Indefinite	$73,609,212
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Magnetar Energy Participation Fund LLC	1575901	07/10/2014	D/A	Indefinite	$73,482,570
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML Transtrend DTP Enhanced FuturesAccess LLC	1399406	11/10/2014	D/A	Indefinite	$73,420,834
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Blackrock Health Sciences Access LLC	1460073	03/12/2015	D/A	Indefinite	$73,218,476