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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,871-1,880 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Alkeon Growth Offshore Fund, Ltd.127883711/02/2015D/AIndefinite$75,272,964
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691PINNACLE WEST CAPITAL CORP76462201/24/2020D/AIndefinite$75,075,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Healthcare Royalties II Trust163101101/22/2015D$75,025,000$75,025,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691MetLife Insurance CO of Connecticut73307601/09/2014DIndefinite$74,996,120
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691MetLife Insurance CO of Connecticut73307610/28/2014D/AIndefinite$74,996,120
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691MetLife Insurance Co USA73307611/17/2015DIndefinite$74,996,120
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691MetLife Insurance Co USA73307610/14/2016DIndefinite$74,996,120
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BRIGHTHOUSE LIFE INSURANCE Co73307609/29/2017DIndefinite$74,996,120
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Highbridge Commodities FuturesAccess LLC153497712/14/2012D/AIndefinite$74,879,098
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLC147545707/18/2013D/AIndefinite$74,206,707

2,885 Results

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