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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,861-1,870 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BRIGHTHOUSE LIFE INSURANCE Co73307609/28/2020D/AIndefinite$75,821,120
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691TORREY ASIA ACCESS LLC137214303/12/2009D/AIndefinite$75,783,177
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Paulson Recovery Participation Fund Ltd.148629303/15/2011D/AIndefinite$75,708,148
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AQR Tax Advantaged Global Relaxed Constraint Equity Fund, L.P.172462709/08/2022D/AIndefinite$75,650,551
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AQR Tax Advantaged Global Relaxed Constraint Equity Fund, L.P.172462709/09/2021D/AIndefinite$75,375,551
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Excelsior Multi-Strategy Institutional Hedge Fund, Ltd.145997101/02/2014D/AIndefinite$75,295,878
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Excelsior Multi-Strategy Institutional Hedge Fund, Ltd.145997101/02/2015D/AIndefinite$75,295,878
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Man FRM Alternative Multi-Strategy Fund Ltd145997109/03/2015D/AIndefinite$75,295,878
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Man FRM Alternative Multi-Strategy Fund Ltd145997109/06/2016D/AIndefinite$75,295,878
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Man FRM Alternative Multi-Strategy Fund Ltd145997109/06/2017D/AIndefinite$75,295,878

2,885 Results

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