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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,841-1,850 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AG Mortgage Value Participation Fund Ltd.157133302/11/2019D/AIndefinite$78,341,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Chilton GNR Participation Fund LLC149546307/12/2012D/AIndefinite$78,135,786
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691OZOIF IRA Access Ltd.151533209/15/2014D/AIndefinite$77,828,189
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691DK Distressed Opportunities Access LLC172797304/06/2021D/AIndefinite$77,753,400
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Carlson Double Black Diamond Participation Fund Ltd.152988307/11/2017D/AIndefinite$77,525,048
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ML Transtrend DTP Enhanced FuturesAccess LLC139940611/10/2015D/AIndefinite$77,261,934
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AMERICAN INFRASTRUCTURE MLP ASSOCIATES FUND, L.P.148440206/17/2010D$77,000,000$77,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691SOUTH JERSEY GAS Co103521607/27/2011D$200,000,000$76,900,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sterling Stamos Fixed Income Fund - Diversified, L.P.145936502/25/2011D/AIndefinite$76,865,642
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sterling Stamos Fixed Income Fund - Diversified, L.P.145936502/27/2012D/AIndefinite$76,689,102

2,885 Results

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