Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mariner 2X Access Ltd	1368532	03/12/2009	D/A	Indefinite	$81,483,540
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund LLC	1496253	09/15/2015	D/A	Indefinite	$81,426,465
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Advantage Access IV LLC	1489968	04/26/2011	D/A	Indefinite	$81,241,540
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alliant Tax Credit Fund 86, Ltd.	1700191	03/08/2017	D	$100,000,000	$81,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Manticore Fund (Cayman) Ltd.	1600491	01/21/2022	D/A	Indefinite	$80,828,241
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access LLC	1515337	04/03/2017	D/A	Indefinite	$80,360,209
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Absolute Return (Offshore) Fund, Ltd.	1362292	02/27/2015	D/A	Indefinite	$80,350,235
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Absolute Return (Offshore) Fund, Ltd.	1362292	02/26/2016	D/A	Indefinite	$80,350,235
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Security (Offshore) Fund -Select, Ltd.	1362292	03/26/2014	D/A	Indefinite	$80,303,468
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	IRONWOOD PARTNERS III LP	1423606	09/07/2010	D/A	Indefinite	$79,614,564