Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access LLC	1515337	04/06/2020	D/A	Indefinite	$82,660,209
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Manticore Fund (Cayman) Ltd.	1600491	01/19/2023	D/A	Indefinite	$82,651,741
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access LLC	1504732	11/02/2012	D/A	Indefinite	$82,617,261
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BA Hedge Fund Direct - Strategic Value Restructuring Fund	1504367	11/30/2011	D/A	Indefinite	$82,601,270
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access LLC	1515337	04/03/2018	D/A	Indefinite	$82,160,209
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MESIROW ACCESS LTD	1367601	03/11/2010	D/A	Indefinite	$81,913,295
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CORE ABSOLUTE RETURN FUND LLC	1437584	03/11/2010	D/A	Indefinite	$81,904,994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Endowment (Offshore) - Philanthropic Fund, Ltd.	1409026	02/25/2011	D/A	Indefinite	$81,887,219
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MESIROW ACCESS LTD	1367601	03/12/2009	D/A	Indefinite	$81,813,295
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	FR XIII Global Energy Trust	1579952	11/07/2013	D/A	Indefinite	$81,725,000