Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 1,791-1,800 out of 2,885 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZOIF IRA Access Ltd.	1515332	09/15/2015	D/A	Indefinite	$85,259,189
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CORE ABSOLUTE RETURN FUND LLC	1437584	03/12/2012	D/A	Indefinite	$85,158,217
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z	1257734	10/07/2011	D	Indefinite	$85,103,372
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	HelioVolt Corp	1327854	09/23/2011	D	$84,964,304	$84,964,304
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EQUITY LONG-SHORT HEDGE ACCESS LTD	1457030	03/12/2014	D/A	Indefinite	$84,891,360
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EQUITY LONG-SHORT HEDGE ACCESS LTD	1457030	03/12/2015	D/A	Indefinite	$84,891,360
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Global Equity Long Short Strategies Ltd.	1457030	08/21/2015	D/A	Indefinite	$84,891,360
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Global Equity Long Short Strategies Ltd.	1457030	08/22/2016	D/A	Indefinite	$84,891,360
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Global Equity Long Short Strategies Ltd.	1457030	08/22/2017	D/A	Indefinite	$84,891,360
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Oak V Distressed Participation Fund	1476506	11/10/2009	D	Indefinite	$84,757,000