Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CQS ABS Feeder Fund LLC	1752249	01/23/2020	D/A	Indefinite	$92,647,375
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brevan Howard Multi-Strategy Participation Fund Ltd.	1535135	04/03/2017	D/A	Indefinite	$92,524,683
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GSO Mezzanine Finance Fund (Offshore), L.P.	1536439	12/06/2011	D	$92,350,000	$92,350,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlyle AIP Secondaries Access VIII (Offshore) L.P.	1981635	06/27/2023	D	$92,185,000	$92,185,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Recovery Participation Fund Ltd.	1486293	03/15/2013	D/A	Indefinite	$91,667,584
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emerging Markets Opportunities LLC	1490362	04/26/2013	D/A	Indefinite	$91,666,615
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML BlueTrend FuturesAccess LLC	1471270	10/15/2013	D/A	Indefinite	$91,658,256
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Oaktree RE Debt Access Fund III, L.P.	1899979	12/20/2021	D	$91,515,000	$91,515,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZOFII Access Ltd.	1489970	04/26/2011	D/A	Indefinite	$91,223,135
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brevan Howard Multi-Strategy Participation Fund Ltd.	1535135	04/04/2016	D/A	Indefinite	$91,194,683