Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access LLC	1504732	11/04/2013	D/A	Indefinite	$95,165,794
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alkeon Growth Offshore Fund II, Ltd.	1503462	10/23/2020	D/A	Indefinite	$94,949,745
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brevan Howard Multi-Strategy Participation Fund LLC	1535475	12/03/2013	D/A	Indefinite	$94,840,350
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EVENT-DRIVEN & CREDIT HEDGEACCESS LLC	1460015	03/11/2010	D/A	Indefinite	$94,694,653
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund LLC	1496253	09/15/2017	D/A	Indefinite	$94,540,465
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Permal Access LLC	1408382	03/13/2009	D/A	Indefinite	$94,242,130
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BELVEDERE CAPITAL FUND CO LLC	1035602	03/05/2019	D/A	Indefinite	$94,157,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BELVEDERE CAPITAL FUND CO LLC	1035602	03/05/2020	D/A	Indefinite	$94,157,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Blackstone Tac Opps Access L.P.	1692032	12/12/2016	D	Indefinite	$94,133,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZOIF IRA Access Ltd.	1515332	11/07/2016	D/A	Indefinite	$93,899,453