Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund LLC	1496253	05/18/2020	D/A	Indefinite	$96,902,465
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Czech III Senior Loan Trust	1662504	01/05/2016	D	Indefinite	$96,875,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Fixed Income Fund - Diversified, L.P.	1459365	02/25/2010	D/A	Indefinite	$96,749,356
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CORE OPPORTUNISTIC EQUITY FUND LLC	1437583	05/20/2011	D/A	Indefinite	$96,554,129
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Beach Point Access Ltd.	1457062	03/14/2012	D/A	Indefinite	$96,483,207
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund LLC	1496253	09/17/2018	D/A	Indefinite	$96,402,465
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund LLC	1496253	05/17/2019	D/A	Indefinite	$96,402,465
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alliant Tax Credit Fund 84, Ltd.	1663192	01/15/2016	D	$100,000,000	$96,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Diameter Access LLC	1808669	04/08/2022	D/A	Indefinite	$95,528,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Diameter Access LLC	1808669	04/06/2023	D/A	Indefinite	$95,528,000