Potomac Analytics' Logo

Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 1,711-1,720 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BX Strategic Partners Secondaries IX Fund (Offshore), L.P.189248311/10/2021D$99,100,000$99,100,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691SLP IV Technology Fund (Offshore), L.P.155450212/06/2012D/A$99,025,000$99,025,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Alliant Tax Credit Fund 76, Ltd.161335807/10/2014D$125,000,000$97,546,796
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Global Equity Absolute Return Partners, L.P.156602306/20/2019D/AIndefinite$97,538,905
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Monarch Debt Recovery Participation Fund LLC149625305/18/2022D/AIndefinite$97,502,465
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Monarch Debt Recovery Participation Fund LLC149625305/18/2023D/AIndefinite$97,502,465
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691CORE OPPORTUNISTIC EQUITY FUND LLC143758305/21/2012D/AIndefinite$97,499,129
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Permal Access LLC140838203/11/2010D/AIndefinite$97,484,230
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Crescent VII Mezzanine Trust169211401/05/2017DIndefinite$97,325,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Monarch Debt Recovery Participation Fund LLC149625305/18/2021D/AIndefinite$97,002,465

2,885 Results

Display: