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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,631-1,640 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Hawkes Bay Investors (Cayman), Ltd.153757703/02/2016D/AIndefinite$115,070,860
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Permal Access LLC140838203/12/2013D/AIndefinite$114,899,175
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Alliant Tax Credit Fund 71, Ltd.158437008/26/2013D$114,836,484$114,836,484
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Permal Access LLC140838203/12/2012D/AIndefinite$114,794,175
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Renaissance Access IV LLC140948603/13/2009D/AIndefinite$114,452,183
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Magnetar Energy Participation Fund LLC157590107/11/2016D/AIndefinite$114,374,475
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691International Farmland Trust155249907/16/2012D$114,210,000$114,210,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Fundamental Partners Municipal Trust154558704/27/2012D$114,105,000$114,105,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691MacKay Municipal U.S. Infrastructure Opportunities Fund LP178364107/26/2022D/AIndefinite$113,872,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Hawkes Bay Investors (Cayman), Ltd.153757712/15/2015D/AIndefinite$113,720,860

2,885 Results

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