Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ESG Cross Border Equity Participation Fund LLC	1569070	12/03/2015	D/A	Indefinite	$118,954,215
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	WCAS XIV Access Investment Fund, L.P.	1940014	07/28/2022	D	$118,850,000	$118,850,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CHILTON SMALL CAP ACCESS LTD	1300301	03/12/2015	D/A	Indefinite	$118,660,795
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Chilton Small Cap & Mid Cap Access Ltd.	1300301	12/07/2015	D/A	Indefinite	$118,660,795
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Chilton Small Cap & Mid Cap Access Ltd.	1300301	02/09/2016	D/A	Indefinite	$118,660,795
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Chilton Small Cap & Mid Cap Access Ltd.	1300301	02/09/2017	D/A	Indefinite	$118,660,795
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ESG Cross Border Equity Participation Fund LLC	1569070	09/15/2015	D/A	Indefinite	$118,540,215
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sculptor Access LLC	1489969	03/30/2022	D/A	Indefinite	$118,100,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Permal Access LLC	1408382	03/11/2015	D/A	Indefinite	$117,961,336
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CHILTON SMALL CAP ACCESS LTD	1300301	03/12/2014	D/A	Indefinite	$117,685,795