Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ESG Cross Border Equity Participation Fund LLC	1569070	02/09/2017	D/A	Indefinite	$125,914,297
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Capital Royalty Parallel I, L.P.	1313464	02/11/2010	D/A	Indefinite	$125,500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alliant Tax Credit Fund 89, Ltd.	1725084	12/12/2017	D	$130,000,000	$125,500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Abbey Capital Daily Futures Fund Ltd	1603607	03/30/2018	D/A	Indefinite	$125,291,271
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	HAWAIIAN ELECTRIC INDUSTRIES INC	354707	04/13/2011	D	$125,000,000	$125,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alliant Tax Credit Fund 80, Ltd.	1629124	12/24/2014	D	$125,000,000	$125,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Apollo Opportunistic PE Access Fund, L.P.	1715731	09/26/2017	D	Indefinite	$125,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access LLC	1504732	01/30/2018	D/A	Indefinite	$124,267,883
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access LLC	1504732	01/30/2017	D/A	Indefinite	$123,592,883
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Recovery Participation Fund LLC	1486292	03/16/2010	D	Indefinite	$123,546,847