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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 451-460 out of 544 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691WGL HOLDINGS INC110360104/27/2009D$400,000,000$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691LS Real Estate Recovery Fund (Offshore), LP149974509/02/2010DIndefinite$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691LS Real Estate Recovery Trust149974609/02/2010DIndefinite$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Mesirow Equity Opportunity Fund III, L.P.150331210/21/2010DIndefinite$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Mesirow Alternative Strategies Fund II, L.P.150331310/21/2010DIndefinite$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691LS Real Estate Recovery Trust-A150603911/23/2010DIndefinite$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.150844812/23/2010DIndefinite$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AMERISOURCEBERGEN CORP114085903/02/2012D$700,000,000$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Excelsior Multi-Strategy Institutional Hedge Fund, Ltd.145997101/04/2012DIndefinite$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691National Australia Funding (Delaware) Inc.154354103/28/2012D$20,000,000,000$0

544 Results

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