Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 441-450 out of 544 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gavea Participation Fund LLC	1569066	11/08/2013	D	Indefinite	$500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Symphony CLO XII, Ltd.	1590821	11/04/2013	D	$832,500,000	$500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EMSO Saguaro US Ltd.	1625621	11/18/2014	D	Indefinite	$500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/14/2015	D	$521,600	$434,667
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sculptor IRA Access Ltd.	1515332	03/15/2023	D	Indefinite	$180,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/03/2011	D	$4,969,082	$140,902
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Institutional Equity Offshore Fund, Ltd.	1508387	12/23/2010	D	Indefinite	$103,740
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Chilton Pan-Asia Access LLC	1523723	06/21/2011	D	Indefinite	$100,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/06/2011	D	$512,402	$77,002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/31/2015	D	$65,035	$54,196