Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 421-430 out of 544 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/20/2010	D	$2,400,000	$2,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AG Mortgage Value Participation Fund LLC	1568644	02/04/2013	D	Indefinite	$1,966,250
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gold Bullion International LLC	1511026	03/09/2011	D	Indefinite	$1,958,600
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLC	1475457	11/29/2010	D	Indefinite	$1,696,754
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Chilton GNR Participation Fund Ltd.	1495464	07/12/2010	D	Indefinite	$1,687,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML BlueTrend FuturesAccess LLC	1471270	08/31/2009	D	Indefinite	$1,647,325
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/08/2009	D	$3,840,781	$1,399,350
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	04/26/2011	D	Indefinite	$1,371,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/27/2009	D	$2,160,000	$1,200,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man AHL FuturesAccess LLC	1498325	09/28/2010	D	Indefinite	$1,147,650