Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 401-410 out of 544 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Slater Mill Loan Fund, Ltd.	1552801	07/09/2012	D	$3,168,750	$3,168,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	10/07/2014	D	$3,687,484	$3,072,904
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLC	1475456	11/29/2010	D	$0	$2,939,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Bridgewater All Weather II AFS Access Fund Ltd	1957513	03/15/2023	D	Indefinite	$2,900,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS (TI 2), LLC	1469121	08/16/2010	D	Indefinite	$2,685,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Relative Value Opportunities Fund Ltd.	1535137	11/29/2011	D	Indefinite	$2,526,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gotham Tax Enhanced Long Fund, LP	1746681	08/06/2018	D	Indefinite	$2,510,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gotham Tax Enhanced Neutral Fund, LP	1746690	08/06/2018	D	Indefinite	$2,510,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlson Double Black Diamond Participation Fund Ltd.	1529883	09/20/2011	D	Indefinite	$2,416,250
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brevan Howard Multi-Strategy Participation Fund LLC	1535475	11/29/2011	D	Indefinite	$2,400,575