Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 391-400 out of 544 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access LLC	1515337	04/12/2011	D	Indefinite	$4,383,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access Ltd.	1529896	09/20/2011	D	Indefinite	$4,351,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paloma Access LLC	1576442	05/09/2013	D	Indefinite	$4,303,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	B1-CVIII Holdings, LLC	1630527	01/15/2015	D	Indefinite	$4,200,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Event-Driven & Credit HedgeAccess LLC II	1472865	09/23/2009	D	Indefinite	$4,156,727
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MKP Opportunity Participation Fund LLC	1569076	09/16/2013	D	Indefinite	$3,763,325
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access Ltd.	1504731	11/02/2010	D	Indefinite	$3,542,250
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/27/2009	D	$5,173,663	$3,491,316
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Nuveen Municipal Opportunities Fund LP	1779086	06/18/2019	D	Indefinite	$3,300,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/21/2009	D	$4,966,114	$3,238,428