Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 381-390 out of 544 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	DK Distressed Opportunities Access LLC	1727973	01/11/2018	D	Indefinite	$5,191,310
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AVENUE ACCESS LLC	1588902	10/10/2013	D	Indefinite	$5,079,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/04/2012	D	$12,000,063	$5,000,053
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Hudson's Bay Co	1563377	11/30/2012	D	$4,737,900	$4,737,900
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Cromwell Corp Ltd & Cromwell Property Securities Ltd as Responsible Entity for Cromwell Diversified Property Trust	1580554	07/03/2013	D	$4,525,081	$4,525,081
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/28/2009	D	$7,098,719	$4,502,601
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	08/19/2010	D	Indefinite	$4,480,025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Equity Long-Short HedgeAccess II LLC	1499500	08/19/2010	D	Indefinite	$4,480,025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AG Mortgage Value Participation Fund Ltd.	1571333	03/07/2013	D	Indefinite	$4,425,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZDPII HL Access LLC	1657083	01/21/2016	D	Indefinite	$4,402,100