Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 371-380 out of 544 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Landmark Private Equity Secondaries Fund XVI (Offshore), L.P.	1706113	05/10/2017	D	Indefinite	$6,550,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZOFII Access Ltd.	1489970	04/22/2010	D	Indefinite	$6,069,400
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brevan Howard Multi-Strategy Participation Fund Ltd.	1535135	11/29/2011	D	Indefinite	$6,065,095
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/03/2011	D	$15,226,816	$6,018,312
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/21/2009	D	$8,751,012	$5,700,190
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access LLC	1504732	11/02/2010	D	Indefinite	$5,593,275
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access LLC	1518551	04/26/2011	D	Indefinite	$5,573,125
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Nuveen High Yield Municipal Opportunities Fund LP	1779083	06/18/2019	D	Indefinite	$5,500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Bridgewater Pure Alpha Major Markets AFS Access Fund LLC	1953850	11/10/2022	D	Indefinite	$5,422,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Bridgewater Pure Alpha Major Markets AFS Access Fund Ltd	1957500	04/05/2023	D	Indefinite	$5,400,000