Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 361-370 out of 544 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/28/2009	D	$13,476,380	$8,594,153
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Global Macro Opportunities Fund Ltd.	1515350	05/05/2011	D	Indefinite	$8,552,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlson Double Black Diamond Participation Fund LLC	1529882	09/20/2011	D	Indefinite	$8,478,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Tetragon Credit Income II (Onshore Feeder) L.P.	1702948	04/11/2017	D	Indefinite	$7,700,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Absolute Return Partners Fund, L.P.	1581849	07/23/2013	D	Indefinite	$7,600,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Renaissance RIEF Access LLC	1727768	01/11/2018	D	Indefinite	$7,428,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZDPII Access III LLC	1530510	10/07/2011	D	Indefinite	$7,207,557
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/18/2009	D	$11,485,147	$7,178,217
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CQS ABS Feeder Fund LLC	1752249	09/14/2018	D	Indefinite	$6,778,375
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gold Bullion International LLC	1511026	08/09/2013	D	Indefinite	$6,716,418