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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 351-360 out of 544 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ESG Cross Border Equity Participation Fund LLC156907007/23/2013DIndefinite$11,066,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/22/2009D$17,042,449$11,057,041
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Cinnaire Michigan Community Fund Limited Partnership 20-5175595010/18/2018D$15,000,000$11,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691QIM Global Access Fund LLC175094008/22/2018DIndefinite$10,982,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/29/2009D$15,869,556$10,974,010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Clareant European Strategic Credit (Offshore) Fund, L.P.170028503/09/2017DIndefinite$10,775,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691OZOIF IRA Access Ltd.151533204/12/2011DIndefinite$10,342,650
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Paulson Gold Participation Fund LLC150083409/14/2010DIndefinite$10,326,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BlackRock Health Sciences Access Ltd.146679906/23/2009DIndefinite$10,325,305
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Clough Access Ltd.152487907/06/2011DIndefinite$9,603,117

544 Results

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