Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 321-330 out of 544 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	06/18/2013	D	$21,982,958	$18,201,613
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Apollo European Finance Access Fund III (Offshore), L.P.	1707834	05/31/2017	D	Indefinite	$17,772,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Relative Value Opportunities Fund LLC	1535136	11/29/2011	D	Indefinite	$17,677,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Global Macro Opportunities Fund LLC	1515335	04/12/2011	D	Indefinite	$17,654,935
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Stonepeak Global Renewables Access Fund (Offshore), L.P.	1870557	07/02/2021	D	$17,500,000	$17,500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Voloridge Sustainability Access Fund LLC	1818353	07/16/2020	D	Indefinite	$16,575,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AX Global Buyout Access Fund (Offshore), L.P.	1802327	03/12/2020	D	$16,550,000	$16,550,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/28/2009	D	$23,040,000	$16,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BOART LONGYEAR LTD	1400561	09/11/2009	D	$15,963,820	$15,963,820
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ESG Cross Border Equity Participation Fund Ltd.	1597199	01/15/2014	D	Indefinite	$15,950,000