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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 291-300 out of 544 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691SLP V Technology Fund (Offshore), L.P.170267104/11/2017DIndefinite$25,700,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Cinnaire Mid-Atlantic Capital Fund 4 Limited Partnership176139212/24/2018D$50,000,000$25,500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Crescent VII Mezzanine Fund (Offshore), L.P.169233001/05/2017DIndefinite$25,105,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691K2 Custom Solutions NMSUF Fund, Ltd.166677702/16/2016DIndefinite$25,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Highbridge Commodities FuturesAccess LLC153497711/16/2011DIndefinite$24,874,175
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Abraaj Growth Markets Fund II (Offshore), L.P.172263011/15/2017DIndefinite$24,330,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691LLCP Small Cap Fund III (Offshore), L.P.188443509/24/2021D$24,300,000$24,300,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691FR XIII Global Energy Trust157995206/26/2013DIndefinite$24,150,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Brookfield Opportunistic Real Estate III Access Fund (Offshore), L.P.174137606/05/2018DIndefinite$24,100,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691GSO Rescue II Finance Fund (Offshore), L.P.157914206/19/2013D$23,275,000$23,275,000

544 Results

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