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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 261-270 out of 544 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Walton Street VII Realty Trust159402702/18/2014D$36,670,000$36,670,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691GSO Credit Alpha Annex Fund (Offshore) L.P.167887607/07/2016DIndefinite$36,637,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691GLG Cross Asset Value Offshore Fund Ltd.161776708/26/2014DIndefinite$36,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Pharos Healthcare IV Access Fund, L.P.193699607/07/2022D$35,990,000$35,990,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691SYSTEMATIC MOMENTUM II LLC138484108/20/2009DIndefinite$35,533,859
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BA Hedge Fund Direct -- Clough Investment Partners I153664901/03/2012DIndefinite$35,200,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691CSP III Distressed Opportunities Fund (Offshore), L.P.157916506/18/2013D$34,025,000$34,025,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NB Crossroads Participation Fund 23, L.P.186710606/17/2021D$33,880,000$33,880,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BA Highbridge Commodities Fund LLC155490207/25/2012DIndefinite$33,176,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BREP Europe VI Real Estate Fund (Offshore), L.P.180632703/11/2020D$32,900,000$32,900,000

544 Results

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