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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 241-250 out of 544 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Tetragon Credit Income III (Onshore Feeder) L.P.172612901/02/2018DIndefinite$43,350,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Blackstone Alternatives Solution VIII Fund (Offshore) L.P.191553603/09/2022D$42,660,000$42,660,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691CPG Carlyle Private Equity Fund, LLC156091606/13/2013DIndefinite$41,173,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691TPG Growth V Access Fund (Offshore), L.P.185464804/06/2021D$40,930,000$40,930,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Tetragon Credit Income II (Offshore Feeder) L.P.169701002/13/2017DIndefinite$40,338,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Tetragon Credit Income II (Offshore Feeder) L.P.169701004/11/2017DIndefinite$40,338,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691OZDPII Access II LLC151629105/17/2011DIndefinite$40,278,622
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691HAWAIIAN ELECTRIC CO INC4620709/20/2012D$40,000,000$40,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Rocket Global Innovation Fund (Offshore), L.P.167082404/04/2016DIndefinite$39,860,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691EQT IX Thematic Growth Buyout LP183261811/24/2020D$39,688,000$39,688,000

544 Results

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