Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Search by Recipient Name or Primary Issuer:

Displaying 171-180 out of 544 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Blackstone Tac Opps Access L.P.	1692032	12/12/2016	D	Indefinite	$94,133,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlyle International Energy Trust	1615100	08/26/2014	D	$93,725,000	$93,725,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CABOT CORP	16040	01/30/2013	D	$750,000,000	$93,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GSO Mezzanine Finance Fund (Offshore), L.P.	1536439	12/06/2011	D	$92,350,000	$92,350,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlyle AIP Secondaries Access VIII (Offshore) L.P.	1981635	06/27/2023	D	$92,185,000	$92,185,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Oaktree RE Debt Access Fund III, L.P.	1899979	12/20/2021	D	$91,515,000	$91,515,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BA Hedge Fund Direct - Strategic Value Restructuring Fund	1504367	11/29/2010	D	$0	$91,143,360
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Boston Capital Corporate Tax Credit Fund XXXIV, A Limited Partnership	1517902	04/15/2011	D	$200,000,000	$90,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Excelsior Private Markets Fund II (TE), LLC	1501378	10/25/2012	D	Indefinite	$89,698,990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Fundamental Partners Municipal III Trust	1632714	02/04/2015	D	$89,615,000	$89,615,000