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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 2,301-2,310 out of 2,341 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.150844802/15/2019D/AIndefinite$393,753
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Monarch Debt Recovery Participation Fund Ltd.149949908/19/2010D/AIndefinite$297,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585603/21/2016D/A$287,470$239,559
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691HALCYON OFFSHORE FUND LTD142935101/10/2013D/AIndefinite$54,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691HALCYON OFFSHORE FUND LTD142935101/10/2014D/AIndefinite$54,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691HALCYON OFFSHORE FUND LTD142935101/12/2015D/AIndefinite$54,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691HALCYON OFFSHORE FUND LTD142935101/12/2016D/AIndefinite$54,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/13/2015D/A$15,039$12,533
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BNZ International Funding Ltd141436507/14/2011D/A$10,000,000,000$0
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BHP BILLITON LTD81180908/26/2011D/A$6,500,000,000$0

2,341 Results

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