Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	KKR North America Fund XIII Private Investors (Electing) L.P.	1854219	08/02/2021	D/A	Indefinite	$2,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Alternative Strategies Fund II, L.P.	1503313	10/12/2012	D/A	Indefinite	$1,789,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Alternative Strategies Fund II, L.P.	1503313	10/15/2013	D/A	Indefinite	$1,789,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SUMMIT PARTNERS CONCENTRATED GROWTH L/S QP FUND LTD	1802661	07/14/2020	D/A	Indefinite	$1,771,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/14/2015	D/A	$2,100,001	$1,750,001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	York Total Access II Ltd.	1477745	03/03/2011	D/A	Indefinite	$1,741,331
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/10/2016	D/A	$1,920,000	$1,600,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/15/2010	D/A	$3,930,914	$1,474,461
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/01/2011	D/A	$3,930,914	$1,474,461
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/02/2012	D/A	$3,930,914	$1,474,461