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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 2,181-2,190 out of 2,341 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sirios Access Ltd.152989609/20/2012D/AIndefinite$5,634,237
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sirios Access Ltd.152989612/13/2012D/AIndefinite$5,634,237
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691SUMMIT PARTNERS CONCENTRATED GROWTH L/S QP FUND LTD180266106/28/2021D/AIndefinite$5,447,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/12/2015D/A$6,278,378$5,231,982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585601/21/2016D/A$6,278,378$5,231,982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/06/2017D/A$6,278,378$5,231,982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/14/2014D/A$6,211,604$5,176,337
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/13/2015D/A$6,211,604$5,176,337
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585601/22/2016D/A$6,211,604$5,176,337
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/02/2017D/A$6,211,604$5,176,337

2,341 Results

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