Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 2,161-2,170 out of 2,341 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	11/08/2013	D/A	Indefinite	$6,732,954
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gold Bullion International LLC	1511026	08/09/2012	D/A	Indefinite	$6,716,418
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/16/2013	D/A	$10,560,000	$6,600,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	08/20/2013	D/A	Indefinite	$6,482,953
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Excelsior Private Markets Fund III (TI), LLC	1572916	05/23/2014	D/A	Indefinite	$6,474,576
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EMSO Saguaro US Ltd.	1625621	10/21/2015	D/A	Indefinite	$6,460,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/12/2014	D/A	$7,589,922	$6,324,935
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ING Clarion Market Neutral, LP	1357254	03/13/2009	D/A	Indefinite	$6,300,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ING Clarion Market Neutral, LP	1357254	02/25/2010	D/A	Indefinite	$6,300,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	10/10/2012	D/A	Indefinite	$6,130,014