Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/15/2010	D/A	$15,869,556	$10,974,010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/01/2011	D/A	$15,869,556	$10,974,010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/02/2012	D/A	$15,869,556	$10,974,010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/02/2012	D/A	$15,707,947	$10,697,217
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Broad Bay Access Fund LLC	1840911	03/14/2022	D/A	Indefinite	$10,407,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AVENUE ACCESS LLC	1588902	10/13/2015	D/A	Indefinite	$10,300,502
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AVENUE ACCESS LLC	1588902	10/13/2015	D/A	Indefinite	$10,300,502
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Legacy Fund, L.P.	1330667	02/27/2013	D/A	Indefinite	$9,821,885
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Legacy Fund, L.P.	1330667	02/27/2012	D/A	Indefinite	$9,721,885
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access Ltd.	1524879	07/06/2011	D/A	Indefinite	$9,603,117