Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 2,091-2,100 out of 2,341 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/04/2018	D/A	$15,396,832	$12,830,694
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLC	1475456	07/21/2011	D/A	Indefinite	$12,565,565
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ESG Cross Border Equity Participation Fund LLC	1569070	09/13/2013	D/A	Indefinite	$12,535,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.	1508448	12/21/2011	D/A	Indefinite	$12,395,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SUMMIT PARTNERS CONCENTRATED GROWTH L/S QP FUND LTD	1802661	06/27/2022	D/A	Indefinite	$12,387,200
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	11/10/2014	D/A	Indefinite	$12,225,953
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PERMAL INVESTMENT PARTNERS, L.P.	1232116	03/16/2012	D/A	Indefinite	$12,145,936
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/21/2013	D/A	$17,247,904	$11,980,515
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/14/2014	D/A	$17,247,904	$11,980,515
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/11/2015	D/A	$14,376,618	$11,980,515