Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 2,031-2,040 out of 2,341 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Relative Value Opportunities Fund Ltd.	1535137	01/17/2013	D/A	Indefinite	$19,119,250
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	11/09/2017	D/A	Indefinite	$18,758,954
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EVEREST CAPITAL EMERGING MARKETS L.P.	1006722	03/19/2010	D/A	Indefinite	$18,233,590
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/05/2014	D/A	$21,841,935	$18,201,613
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/16/2015	D/A	$21,841,935	$18,201,613
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/15/2016	D/A	$21,841,935	$18,201,613
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/22/2017	D/A	$21,841,935	$18,201,613
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Kula Equity Market Neutral Offshore Fund LP	1922295	04/11/2023	D/A	Indefinite	$17,920,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	11/10/2014	D/A	Indefinite	$17,796,014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlson Double Black Diamond Participation Fund Ltd.	1529883	04/11/2013	D/A	Indefinite	$17,738,990