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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 2,011-2,020 out of 2,341 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Monarch Debt Recovery Participation Fund Ltd.149949905/17/2019D/AIndefinite$22,028,953
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Apollo European Finance Access Fund III (Offshore), L.P.170783407/25/2017D/AIndefinite$21,882,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691MKP Opportunity Participation Fund LLC156907606/06/2014D/AIndefinite$21,387,225
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Mesirow Equity Opportunity Fund III, L.P.150331210/12/2011D/AIndefinite$21,356,324
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691SCP Private Capital Fund III, L.P.166943904/12/2016D/AIndefinite$21,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sterling Stamos Growth (Offshore) Fund, Ltd.127810102/25/2010D/AIndefinite$20,988,027
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Emso Saguaro US Ltd.162562110/10/2017D/AIndefinite$20,790,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AG Mortgage Value Participation Fund Ltd.157133303/07/2014D/AIndefinite$20,480,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/12/2013D/A$32,057,334$20,043,743
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585603/24/2014D/A$32,057,334$20,043,743

2,341 Results

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