Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 2,001-2,010 out of 2,341 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access Ltd.	1524879	09/06/2012	D/A	Indefinite	$24,135,794
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Capital Royalty Partners (Cayman) LP	1313465	02/11/2010	D/A	Indefinite	$24,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Concourse Capital Partners Offshore Fund, Ltd.	1504158	04/28/2016	D/A	Indefinite	$23,900,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man AHL FuturesAccess LLC	1498325	03/16/2012	D/A	Indefinite	$23,293,559
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GSO Rescue Finance II Fund (Offshore), L.P.	1579142	07/02/2013	D/A	$23,275,000	$23,275,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Gold Participation Fund LTD.	1500835	09/08/2011	D/A	Indefinite	$22,902,196
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Nuveen High Yield Municipal Opportunities Fund LP	1779083	07/18/2019	D/A	Indefinite	$22,643,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	05/18/2020	D/A	Indefinite	$22,198,954
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	05/18/2021	D/A	Indefinite	$22,198,954
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	11/09/2018	D/A	Indefinite	$22,028,953