Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 1,971-1,980 out of 2,341 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BlackRock Health Sciences Access Ltd.	1466799	02/05/2015	D/A	Indefinite	$28,390,597
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	FR XIII Global Energy Fund (Offshore), L.P.	1579951	07/10/2013	D/A	Indefinite	$28,250,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BlackRock Health Sciences Access Ltd.	1466799	06/28/2012	D/A	Indefinite	$28,191,334
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ESG Cross Border Equity Participation Fund Ltd.	1597199	02/01/2017	D/A	Indefinite	$28,131,587
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio	1530984	09/21/2016	D/A	Indefinite	$28,106,804
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BlackRock Health Sciences Access Ltd.	1466799	06/28/2011	D/A	Indefinite	$28,021,934
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access Ltd.	1524879	09/15/2014	D/A	Indefinite	$27,619,794
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PERMAL PIH ACCESS LTD	1460183	03/11/2010	D/A	Indefinite	$27,278,738
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emerging Markets Opportunities Ltd.	1490361	04/29/2011	D/A	Indefinite	$27,268,105
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CQS ABS Feeder Fund LLC	1752249	01/24/2019	D/A	Indefinite	$26,867,375