Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Search by Recipient Name or Primary Issuer:

Displaying 1,961-1,970 out of 2,341 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	DK Distressed Opportunities Access LLC	1727973	01/11/2019	D/A	Indefinite	$30,053,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Security Fund - Friends & Family, L.P.	1413778	02/25/2010	D/A	Indefinite	$29,940,584
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access Ltd.	1504731	11/02/2011	D/A	Indefinite	$29,393,010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access Ltd.	1524879	09/15/2015	D/A	Indefinite	$28,969,795
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access Ltd.	1524879	02/10/2016	D/A	Indefinite	$28,969,795
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access Ltd.	1524879	02/09/2017	D/A	Indefinite	$28,969,795
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AG Mortgage Value Participation Fund Ltd.	1571333	03/09/2015	D/A	Indefinite	$28,894,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MKP Opportunity Participation Fund LLC	1569076	06/09/2015	D/A	Indefinite	$28,609,975
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Global Macro Opportunities Fund Ltd.	1515350	05/08/2012	D/A	Indefinite	$28,420,360
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BlackRock Health Sciences Access Ltd.	1466799	02/03/2014	D/A	Indefinite	$28,390,597