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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,941-1,950 out of 2,341 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Emso Saguaro US Ltd.162562110/10/2018D/AIndefinite$34,742,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sirios Access Ltd.152989609/15/2014D/AIndefinite$34,551,367
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ML TREND-FOLLOWING FUTURES FUND L.P.100517703/16/2015D/AIndefinite$34,475,163
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ML TREND-FOLLOWING FUTURES FUND L.P.100517703/18/2014D/AIndefinite$34,475,162
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ML TREND-FOLLOWING FUTURES FUND L.P.100517703/18/2013D/AIndefinite$34,422,162
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Gotham Tax Enhanced Neutral Fund, LP174669011/10/2020D/AIndefinite$34,295,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ML Transtrend DTP Enhanced FuturesAccess LLC139940607/28/2010D/AIndefinite$34,133,290
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ML TREND-FOLLOWING FUTURES FUND L.P.100517703/16/2012D/AIndefinite$34,013,163
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BA Highbridge Commodities Fund LLC155490208/20/2012D/AIndefinite$33,675,984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Marathon Access LLC151855112/09/2013D/AIndefinite$33,617,238

2,341 Results

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