Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 1,931-1,940 out of 2,341 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BLACKROCK EQUITY LONG/SHORT FUND	1421074	03/16/2009	D/A	Indefinite	$36,585,602
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gotham Tax Enhanced Long Fund, LP	1746681	10/11/2019	D/A	Indefinite	$36,510,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emso Saguaro US Ltd.	1625621	10/09/2020	D/A	Indefinite	$36,201,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access Ltd.	1504731	11/02/2012	D/A	Indefinite	$36,104,510
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PERMAL PIH ACCESS LTD	1460183	03/12/2012	D/A	Indefinite	$36,101,405
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emso Saguaro US Ltd.	1625621	10/10/2019	D/A	Indefinite	$36,051,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Global Macro Opportunities Fund Ltd.	1515350	05/08/2013	D/A	Indefinite	$35,843,360
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Endowment Fund, L.P.	1413777	02/25/2010	D/A	Indefinite	$35,770,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emerging Markets Opportunities Ltd.	1490361	04/27/2012	D/A	Indefinite	$35,333,305
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EQUITY LONG-SHORT HEDGE ACCESS LTD	1457030	03/11/2010	D/A	Indefinite	$35,070,599