Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 1,911-1,920 out of 2,341 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Endowment (Offshore) - Philanthropic Fund, Ltd.	1409026	02/27/2013	D/A	Indefinite	$38,045,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Endowment (Offshore) - Philanthropic Fund, Ltd.	1409026	02/27/2014	D/A	Indefinite	$38,045,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ortus Currency FuturesAccess LLC	1535147	01/18/2013	D/A	Indefinite	$38,010,751
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZOIF IRA Access Ltd.	1515332	04/12/2012	D/A	Indefinite	$38,005,105
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Equity Opportunity Fund III, L.P.	1503312	10/15/2014	D/A	Indefinite	$37,994,324
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GLG European Long-Short Fund LP	1551784	06/13/2013	D/A	Indefinite	$37,979,775
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MKP Opportunity Participation Fund LLC	1569076	02/12/2016	D/A	Indefinite	$37,817,075
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Security (Offshore) Fund -Select, Ltd.	1362292	02/25/2010	D/A	Indefinite	$37,795,453
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PINNACLE WEST CAPITAL CORP	764622	07/29/2020	D/A	Indefinite	$37,575,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access Ltd.	1529896	04/01/2016	D/A	Indefinite	$37,491,368