Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 1,901-1,910 out of 2,341 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Legacy Fund, L.P.	1330667	03/26/2014	D/A	Indefinite	$39,512,354
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Kula Equity Market Neutral Fund LP	1922245	04/11/2023	D/A	Indefinite	$39,345,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Emerging Markets Strategies Ltd	1490361	09/03/2015	D/A	Indefinite	$39,234,805
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Emerging Markets Strategies Ltd	1490361	09/06/2016	D/A	Indefinite	$39,234,805
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emerging Markets Opportunities Ltd.	1490361	01/05/2015	D/A	Indefinite	$39,234,805
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ortus Currency FuturesAccess LLC	1535147	01/17/2014	D/A	Indefinite	$39,092,501
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund LLC	1496253	07/12/2011	D/A	Indefinite	$38,915,915
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emerging Markets Opportunities Ltd.	1490361	04/26/2013	D/A	Indefinite	$38,373,805
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emerging Markets Opportunities Ltd.	1490361	01/06/2014	D/A	Indefinite	$38,373,805
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Endowment (Offshore) - Philanthropic Fund, Ltd.	1409026	02/27/2012	D/A	Indefinite	$38,045,865