Potomac Analytics' Logo

Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 1,871-1,880 out of 2,341 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AG Mortgage Value Participation Fund Ltd.157133302/09/2017D/AIndefinite$43,812,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691MKP Opportunity Participation Fund LLC156907602/13/2018D/AIndefinite$43,444,075
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691CHILTON SMALL CAP ACCESS LTD130030103/12/2009D/AIndefinite$43,415,520
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ENTRUSTPERMAL INVESTMENT PARTNERS, L.P.123211607/21/2020D/AIndefinite$43,407,780
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691GROSVENOR REGISTERED MULTI-STRATEGY FUND (TE), LLC147545507/21/2011D/AIndefinite$42,814,955
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Carlyle AIP Secondaries Access VII (Offshore) L.P.181219506/08/2020D/A$42,675,000$42,675,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585601/14/2013D/A$50,784,570$42,320,475
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/10/2013D/A$50,784,570$42,320,475
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585611/24/2014D/A$50,784,570$42,320,475
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/08/2015D/A$50,784,570$42,320,475

2,341 Results

Display: