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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,861-1,870 out of 2,341 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Landmark Value Access LLC137018703/13/2009D/AIndefinite$45,260,479
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Brevan Howard Multi-Strategy Participation Fund Ltd.153513511/29/2012D/AIndefinite$44,906,997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Gotham Tax Enhanced Long Fund, LP174668110/14/2020D/AIndefinite$44,894,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Highbridge Commodities FuturesAccess LLC153497703/16/2012D/AIndefinite$44,578,194
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691PERMAL PIH ACCESS LTD146018303/12/2015D/AIndefinite$44,490,905
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLC147545607/18/2013D/AIndefinite$44,073,110
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Ascend Access Ltd.150473109/15/2014D/AIndefinite$43,973,905
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691SJC Offshore Capital Finance Fund II, L.P.156576507/02/2013D/AIndefinite$43,940,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Relative Value Opportunities Fund LLC153513601/17/2013D/AIndefinite$43,895,825
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Torrey Asia Offshore Fund, Ltd.145660003/16/2010D/AIndefinite$43,833,974

2,341 Results

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