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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,831-1,840 out of 2,341 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Ascend Access Ltd.150473101/30/2017D/AIndefinite$49,188,905
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Ascend Access Ltd.150473101/30/2018D/AIndefinite$49,188,905
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691WGL HOLDINGS INC110360105/16/2022D/A$350,000,000$49,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Permal Macro Partners, L.P.151051503/14/2013D/AIndefinite$48,994,610
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Permal Macro Partners, L.P.151051503/13/2014D/AIndefinite$48,994,610
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Ascend Access Ltd.150473101/29/2016D/AIndefinite$48,988,905
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691URBAN INFRASTRUCTURE REAL ESTATE PARTNERSHIP LP142343903/03/2011D/AIndefinite$48,930,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Ascend Access Ltd.150473109/15/2015D/AIndefinite$48,603,905
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Ascend Access Ltd.150473112/21/2015D/AIndefinite$48,603,905
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ML BlueTrend FuturesAccess LLC147127003/30/2011D/AIndefinite$48,406,282

2,341 Results

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