Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 1,821-1,830 out of 2,341 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZOIF IRA Access Ltd.	1515332	03/07/2013	D/A	Indefinite	$50,544,168
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR DELTA Total Return Offshore Fund, L.P.	1670862	04/23/2018	D/A	Indefinite	$50,434,705
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	11/10/2015	D/A	Indefinite	$50,429,015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	02/12/2016	D/A	Indefinite	$50,429,015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	02/13/2017	D/A	Indefinite	$50,429,015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alkeon Growth Offshore Fund II, Ltd.	1503462	10/25/2019	D/A	Indefinite	$50,224,212
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Relative Value Opportunities Fund LLC	1535136	11/08/2013	D/A	Indefinite	$50,006,125
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML Transtrend DTP Enhanced FuturesAccess LLC	1399406	08/04/2011	D/A	Indefinite	$49,727,259
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlson Double Black Diamond Participation Fund Ltd.	1529883	01/08/2015	D/A	Indefinite	$49,446,047
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlson Double Black Diamond Participation Fund LLC	1529882	12/13/2012	D/A	Indefinite	$49,415,450