Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 1,801-1,810 out of 2,341 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BA Hedge Fund Direct - Kingdon Associates	1459361	11/30/2012	D/A	Indefinite	$53,068,911
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TORREY ASIA FUND LP	1267049	03/18/2009	D/A	Indefinite	$52,935,141
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TORREY ASIA FUND, L.P.	1267049	10/15/2009	D/A	Indefinite	$52,935,141
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Global Equity Absolute Return Partners, L.P.	1566023	03/21/2018	D/A	Indefinite	$52,810,621
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CYRUS ACCESS II LLC	1303922	03/13/2009	D/A	Indefinite	$52,794,371
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ALPINE ASSOCIATES ACCESS LTD	1342225	03/11/2010	D/A	Indefinite	$52,619,357
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ALPINE ASSOCIATES ACCESS LTD	1342225	03/12/2009	D/A	Indefinite	$52,127,109
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	WTN FA Diversified Futures Fund (US), L.P.	1747315	12/08/2020	D/A	Indefinite	$52,090,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	QIM Global Access Fund LLC	1750940	05/18/2022	D/A	Indefinite	$52,021,400
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	WTN FA Diversified Futures Fund (US), L.P.	1747315	12/12/2019	D/A	Indefinite	$51,936,000