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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,781-1,790 out of 2,341 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Marathon Access LLC151855102/13/2017D/AIndefinite$54,881,143
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Tetragon Credit Income III (Onshore Feeder) L.P.172612903/01/2019D/AIndefinite$54,650,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Relative Value Opportunities Fund LLC153513611/10/2014D/AIndefinite$54,648,125
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Man FRM Relative Value Strategies LLC153513608/21/2015D/AIndefinite$54,648,125
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691GLG European Long-Short Fund LP155178408/14/2013D/AIndefinite$54,564,775
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Manticore Fund (Cayman) Ltd.160049101/21/2021D/AIndefinite$54,537,866
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Manticore Fund (Cayman) Ltd.160049101/21/2020D/AIndefinite$54,500,366
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BA Hedge Fund Direct - Strategic Value Restructuring Fund150436711/30/2012D/AIndefinite$54,469,387
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Emerging Markets Opportunities LLC149036204/29/2011D/AIndefinite$54,350,365
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Monarch Debt Recovery Participation Fund LLC149625301/07/2013D/AIndefinite$54,339,865

2,341 Results

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