Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 1,721-1,730 out of 2,341 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Torrey Asia Acess Ltd	1368840	03/11/2009	D/A	Indefinite	$69,940,294
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	K2 INVESTMENT PARTNERS II LLC	1131392	09/21/2015	D/A	Indefinite	$69,082,154
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PINNACLE WEST CAPITAL CORP	764622	11/16/2018	D/A	Indefinite	$69,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	WGL HOLDINGS INC	1103601	05/21/2020	D/A	$350,000,000	$68,740,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access LLC	1518552	12/03/2014	D/A	Indefinite	$68,634,723
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BA Hedge Fund Direct - Kingdon Associates	1459361	11/30/2011	D/A	Indefinite	$68,118,050
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	IRONWOOD PARTNERS III LP	1423606	03/13/2009	D/A	Indefinite	$68,071,902
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	IRONWOOD PARTNERS III LP	1423606	08/26/2009	D/A	Indefinite	$68,071,902
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access LLC	1515337	09/15/2015	D/A	Indefinite	$67,932,113
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML Transtrend DTP Enhanced FuturesAccess LLC	1399406	03/18/2013	D/A	Indefinite	$67,653,305